Questions about filing forms should be directed to the Membership department at (202) 371-8300 or email@example.com. The filing forms are provided as fillable Acrobat PDF forms. Please go here if you need assistance using Adobe Reader to complete a form.
SIPC-6, General Assessment Payment Form (working copy). To be filed for the first half of the fiscal year. The completed form together with any assessment owed, is due 30 days after the period covered plus a 15 day grace period.
SIPC-7, General Assessment Reconciliation Form (working copy). To be filed at the end of the fiscal year, less any assessment paid with the SIPC-6. The completed form with any additional assessment owed, is due 60 days after the fiscal year end plus a 15 day grace period.
SIPC-3, Certification of Exclusion from Membership. Must be completed and filed only by excluded persons no later than 30 days after the effective date of their 1934 Act registration and annually thereafter no later than 30 days after the beginning of each fiscal year.
If paying by check:
Please do not mail checks to SIPC's street address.
Mail assessment payments and forms to:
Securities Investor Protection Corporation
P.O. Box 92185
Washington, DC 20090-2185
If paying by wire transfer:
Follow the wire instructions located on page 3 of the working copies of the SIPC-6 and SIPC-7 assessment forms.